<![CDATA[Securities and Investment fraud attorney for losses with Walter Allen - Israels & Neuman, PLC]]> https://www.israelsneuman.com/blog/tags/securities-and-investment-fraud-attorney-for-losses-with-walter-allen/ Wed, 20 Aug 2025 15:41:51 GMT en-us <![CDATA[Securities Fraud Law Firm Helps Victims of Walter Morrow Allen and Cetera]]> https://www.israelsneuman.com/blog/securities-fraud-law-firm-helps-victims-of-walter-morrow-allen-and-cetera/ https://www.israelsneuman.com/blog/securities-fraud-law-firm-helps-victims-of-walter-morrow-allen-and-cetera/ Tue, 10 Aug 2021 18:12:23 GMT SUFFIELD, CONNECTICUT Have you lost money with financial advisor Walter Morrow Allen, formerly with Cetera Advisors in Suffield, Connecticut? We are looking into allegations made against Walter Allen. Allen was barred from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating Allen after he was alleged to have executed…

]]> SUFFIELD, CONNECTICUT Have you lost money with financial advisor Walter Morrow Allen, formerly with Cetera Advisors in Suffield, Connecticut? We are looking into allegations made against Walter Allen. Allen was barred from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating Allen after he was alleged to have executed trades in a non-discretionary account without authority to do so.

Walter Allen was with Cetera Advisors from October 2016 to May 2020. He has worked at branch offices in Suffield, Connecticut. Allen was also terminated by Cetera Advisors.

Brokerage firms like Cetera Advisors have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Connecticut. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Cetera Advisors.

Click to view Walter Allen BrokerCheck Report

If you lost money with Walter Allen or Cetera Advisors, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

]]>