Have you lost money with financial advisor Jerry Rice, formerly with Raymond James Financial in Tinton Falls, New Jersey? We are looking into allegations made against Jerry Rice. Rice was suspended from the securities industry by FINRA for eight months. Rice was alleged to have accepted $477,000 in gifts from a senior customer without disclosing such to his brokerage firm, Raymond James Financial.

Jerry Rice was with Raymond James Financial from 1999 to November 2019. He has worked at branch offices in Tinton Falls, New Jersey. Rice has also been the subject of two customer complaints and was allowed to voluntarily resign by Raymond James Financial.

Brokerage firms like Raymond James Financial have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New Jersey. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Raymond James Financial.

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If you lost money with Jerry Rice or Raymond James Financial, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.