Investment Fraud Law Firm Investigates JOHNNIE JONES of Network 1 Financial

Israels & Neuman, PLC — Wed, 25 Aug 2021 18:31:42 GMT

SYOSSET, NEW YORK Have you lost money with financial advisor Johnnie Melvin Jones, formerly with Network 1 Financial in Syosset, New York? We are looking into allegations made against Johnnie Jones, who was suspended from the securities industry after he failed to respond to a FINRA investigation.

Johnnie Jones was with Network 1 Financial from July 2016 to June 2021. He has worked at branch offices in Syosset, New York. Jones has also been the subject of four customer complaints, nine judgments or liens, and another investigation by FINRA in 2019.

Brokerage firms like Network 1 Financial have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view Johnnie Melvin Jones BrokerCheck Report

If you lost money with Johnnie Jones or Network 1 Financial, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

Complaints Against SHOMIR MIKHARJEE of Western International Securities in Pasadena, California

Israels & Neuman, PLC — Wed, 07 Jul 2021 16:33:03 GMT

Israels & Neuman Law Firm Investigates Complaints Against Shomir Mukharjee of Western International Securities PASADENA, CALIFORNIA – Have you lost money with financial advisor Shomir Mukharjee, of Western International Securities in Pasadena, California? We are looking into allegations made against Shomir Mukharjee. Shomir Mukharjee has been the subject of two customer complaints, one of which was filed within the last year. The recent customer alleged that Mukharjee sold unsuitable investments in a REIT (real estate investment trust). The investor alleged a loss of at least $5,000 from the REIT.

Shomir Mukharjee has been a registered representative of Western International Securities from February 2015 to the present. He has worked at branch offices in Pasadena, California. Mukharjee was allowed to voluntarily resign by Citigroup in 2015.

Brokerage firms like Western International Securities have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Western International Securities.

View Shomir Mukharjee BrokerCheck Report

If you lost money with Shomir Mukharjee or Western International Securities, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

securities and investment fraud law firm - Israels & Neuman, PLC

Investment Fraud Law Firm Investigates JOHNNIE JONES of Network 1 Financial

If you lost money with Johnnie Jones or Network 1 Financial, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

Complaints Against SHOMIR MIKHARJEE of Western International Securities in Pasadena, California

If you lost money with Shomir Mukharjee or Western International Securities, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.