<![CDATA[Securities attorney to sue Pruco Securities - Israels & Neuman, PLC]]> https://www.israelsneuman.com/blog/tags/securities-attorney-to-sue-pruco-securities/ Wed, 20 Aug 2025 15:41:51 GMT en-us <![CDATA[Investigation of ALON ZAK of Pruco Securities]]> https://www.israelsneuman.com/blog/investigation-of-alon-zak-of-pruco-securities/ https://www.israelsneuman.com/blog/investigation-of-alon-zak-of-pruco-securities/ Sat, 21 Aug 2021 18:15:48 GMT SHERMAN OAKS, CALIFORNIA Have you lost money with financial advisor Alon Zak, formerly with Pruco Securities in Sherman Oaks, California? We are looking into allegations made against Alon Zak, who was the subject of a FINRA complaint after he failed to respond to a FINRA investigation. FINRA is investigating Zak regarding allegations that he created…

]]> SHERMAN OAKS, CALIFORNIA Have you lost money with financial advisor Alon Zak, formerly with Pruco Securities in Sherman Oaks, California? We are looking into allegations made against Alon Zak, who was the subject of a FINRA complaint after he failed to respond to a FINRA investigation. FINRA is investigating Zak regarding allegations that he created three fictitious life insurance policy applications and then forged their signatures.

Alon Zak was with Pruco Securities from June 2018 to January 2020. He was also with MML Investors Services from July 2017 to June 2018. He has worked at branch offices in Sherman Oaks, California.

Brokerage firms like Pruco Securities have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Click to view Alon Zak BrokerCheck Report

If you lost money with Alon Zak or Pruco Securities, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

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