LA MESA, CALIFORNIA Are you a client of David Taddeo at LPL Financial in La Mesa, CA? He has been with LPL Financial Securities since 2000 and is the subject of six customer complaints, four of which have been made since 2020. The most recent complaint, made in December 2023, alleges losses of $124,000 related to a “private securities transaction” that was allegedly done with approval from LPL Financial.

According to FINRA, he worked in La Mesa, California and also has held an advisory license with LPL Financial since 2002.

If you lost money with David Taddeo, LPL Financial, or in real estate investments, please Contact Us at 720-599-3505 for a free evaluation of your case.

View BrokerCheck Report HERE.

SOUTHLAKE, TEXAS Did you invest with advisor Reuben Brown of Edward Jones in Southlake, Texas? After he failed to respond to a FINRA inquiry, he was barred from the securities industry pursuant to FINRA Rule 8210. This rule generally provides that financial advisors must respond to FINRA investigations or face consequences.

FINRA began its investigation after Brown was allegedly involved in private securities transactions. Essentially, he was alleged to have sold investments that were not approved by his former brokerage firm, Edward Jones. He was also fired by the firm in August 2022.

Reuben Brown was licensed with Edward Jones between August 2019 and August 2022. He worked in Southlake, Texas, and was also the subject of a 2023 customer complaint alleging $180,000 in losses.

Brokerage firms must sufficiently monitor the acts of its representatives. If the firm fails to do so, it could be held responsible for investor losses. Our law firm that has recovered millions of dollars for investors in the past, including numerous investors in Texas.

View FINRA AWC HERE View BrokerCheck Report HERE

If you lost money with Reuben Brown, or Edward Jones, contact the law firm of ISRAELS & NEUMAN at (206) 795-5798 for a Free evaluation of your case.