FINRA opened an investigation into Brian Boyer Davis and Ryan W. Davis of Tulsa, Oklahoma, regarding the family members’ alleged involvement in a private securities transaction.  Essentially, FINRA was trying to determine whether Brian and Ryan Davis sold investments that were not authorized by their firm, Principal Securities.  After the Davises refused to cooperate with FINRA’s investigation, FINRA barred them from the industry.

Brian and Ryan Davis Industry History

Brian Davis was affiliated with Principal Securities from January 2020 to June 2023, and was also previously licensed with MWA Financial Services.  He worked in Tulsa, Oklahoma.  Additionally, Brian has been the subject of a customer complaint, where the customer alleged that he, among other defendants, failed to repay a promissory note.

Ryan Davis was with Principal Securities from February 2020 to February 2023 and also previously worked for MWA Financial Services in Tulsa, Oklahoma. He is the subject of the same customer complaint as Brian.

Principal Securities’ Potential Liability for Losses

Under FINRA Rule 3110, broker-dealers like Principal Securities must reasonably supervise the activities of their representatives.  If a firm does not adequately supervise its advisors, it could be liable for any investor harm.

Israels & Neuman Represents Clients in Oklahoma

Our securities and Arbitration law firm represents investors throughout the country as well as Oklahoma, who have been victims of broker misconduct, unsuitable investment recommendations, and fraud.  If you were a client of Brian Boyer Davis or Ryan W. Davis and believe they acted improperly, you may be entitled to recover losses through FINRA arbitration.

• View Brian Davis FINRA AWC
• View his BrokerCheck Report
• View Ryan Davis FINRA AWC
• View Ryan’s BrokerCheck Report

Contact Us for a Free Case Evaluation

All of our Arbitration cases are taken on a contingency fee basis, meaning you don’t pay us unless we successfully recover money for you!

Free Consultation (720) 599-3505 or (206) 795-5798

Our experienced securities attorneys can help you recover what you deserve.

Pursuant to securities rules and regulations, Morgan Stanley is required to notify FINRA when an advisor is terminated, especially if it alleges potential violations of securities rules and regulations.   This very likely led to FINRA to begin its own investigation into the allegations surrounding Keigley.  After Keigley refused to cooperate with FINRA’s investigation, it led to him being barred from the securities industry.

Who is Advisor Tiffany Keigley?

From 2009 to October 2024, Tiffany Keigley had been a representative of Morgan Stanley.  She was assigned to an Tulsa, Oklahoma office.  Moreover, Keigley was the subject of a customer complaint made in November 2024, alleging that she transferred money out of the customer’s account.  This matter settled for $108,000.

Responsibility for Keigley’s Conduct

FINRA Rule 3110 provides that securities brokerage firms have to reasonably supervise their representatives.  If Morgan Stanley failed to do so, it could be responsible for any financial damages. 

We Help Investors in Oklahoma

Our securities arbitration law firm represents investors throughout the country, including in Oklahoma and the Tulsa area.  If you were a client of Tiffany Keigley and believe she acted improperly, you may be entitled to recover losses through FINRA arbitration.

• View Tiffany Keigley FINRA AWC
• View her BrokerCheck Report

Contact Us for a Free Case Evaluation

Call us today at (720) 599-3505 or (206) 795-5798 or fill out our contact form to learn more about your rights and speak directly to an experienced attorney.

Were you a customer of financial advisor Curtis Wilson? The securities and investment fraud law firm of Israels & Neuman is looking into allegations against this advisor, who works with CreativeOne Wealth in Tulsa, Oklahoma.

Wilson has been the subject of two customer complaints within the last two years. The customers alleged that he engaged in an unsuitable options trading strategy that caused significant losses. A 2024 complaint alleges $761,000 in losses related to the options trading.

Curtis Wilson has been registered with CreativeOne Wealth from January 2021 to the present. He works in Tulsa, Oklahoma.

Israels & Neuman has represented thousands of investors in the past, including investors in Oklahoma. We represent clients in all 50 states.

Curtis Wilson’s BrokerCheck Report can be found HERE

If you lost money with Curtis Wilson, or CreativeOne Wealth, contact the law firm of ISRAELS & NEUMAN at (616) 280-4303 or (206) 795-5798 for a Free evaluation of your case.