KURT BERRY of Regulus Advisors Subject of Petrorock COMPLAINT

Israels & Neuman, PLC — Mon, 26 Feb 2024 21:46:56 GMT

Kurt Berry, Formerly with Regulus Advisors, Subject of Oil & Gas investment Customer Complaint

LOVES PARK, ILLINOIS Are you a former customer of Kurt Berry, formerly with Regulus Advisors, in Loves Park, Illinois? FINRA’s BrokerCheck (attached below) shows that Berry was the subject of a customer complaint made in November 2023 regarding oil and gas investments. In particular, the customer alleged that he made an unsuitable recommendation to invest in Resolute/Petrorock. The investment in Resolute/Petrorock allegedly lost $473,000.

Mr. Berry had been affiliated with Regulus Advisors from October 2016 to November 2019 and with Vanderbilt Securities from November 2019 to July 2022. He has worked in offices in Loves Park and Rockford, Illinois.

Israels & Neuman PLC is an investment fraud law firm. We represent investors all over the country, including investors in Illinois, including in the Rockford area, Loves Park, and Machesney Park. Attorney David Neuman is licensed to practice law in Illinois and attended law school at Northern Illinois University.

View BrokerCheck report HERE

If you lost money with Kurt Berry or Regulus Advisors, please Contact Us at 206-795-5798 for a free evaluation of your case.

JEFFREY GITTERMAN of Triad Accused of Selling GPB Investments

Israels & Neuman, PLC — Thu, 24 Jun 2021 22:01:04 GMT

Israels & Neuman, PLC Investigates Jeffrey Gitterman of Triad Advisors, for Selling Unsuitable GPB Capital Investments EDISON, NEW JERSEY – Have you lost money with financial advisor Jeffrey Gitterman, formerly of Triad Advisors in Edison, New Jersey? We are looking into allegations made against Jeffrey Gitterman. Jeffrey Gitterman has been the subject of three (3) customer complaints, one which was filed in 2021. The customers alleged that Gitterman sold unsuitable alternative investments, like GPB Capital.

Jeffrey Gitterman was a registered representative of Triad Advisors from 2010 to June 2017. Gitterman has also been with Vanderbilt Securities from June 2017 to the present. He has worked at branch offices in Edison, New Jersey.

Brokerage firms like Triad Advisors have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New Jersey. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Triad Advisors.

View BrokerCheck: Gitterman, J. BrokerCheck 6.23.21

If you lost money with Jeffrey Gitterman or Triad Advisors, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.

Vanderbilt - Israels & Neuman, PLC

KURT BERRY of Regulus Advisors Subject of Petrorock COMPLAINT

Kurt Berry, Formerly with Regulus Advisors, Subject of Oil & Gas investment Customer Complaint

If you lost money with Kurt Berry or Regulus Advisors, please Contact Us at 206-795-5798 for a free evaluation of your case.

JEFFREY GITTERMAN of Triad Accused of Selling GPB Investments

If you lost money with Jeffrey Gitterman or Triad Advisors, contact the law firm of ISRAELS & NEUMAN at (720) 599-3505 or (206) 795-5798 for a Free evaluation of your case.