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Advisor BOBBY WAYNE COBURN Barred – Fort Meade, FL

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27
Aug

Advisor BOBBY WAYNE COBURN Barred – Fort Meade, FL

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Advisor BOBBY WAYNE COBURN Barred – Fort Meade, FL

Bobby Wayne Coburn, previously with Securities America, Barred by FINRA

 

Have you lost money with financial advisor Bobby Coburn?  We are investigating allegations made about Bobby Wayne Coburn of Fort Meade, Florida.  FINRA (the Financial Industry Regulatory Authority) barred Coburn from the securities industry after Coburn failed to respond to its investigation.   FINRA was investigating Coburn after he was alleged to have solicited investors to invest in an unapproved product while he was affiliated with Securities America.  Coburn was also alleged to have settled a customer case without disclosing it to Securities America.

 

According to BrokerCheck, Bobby Coburn was a financial advisor and registered representative of Securities America from 2009 to April 2019.  He worked in a branch office in Fort Meade, Florida.  He also ran a company called Born to Retire.

 

Brokerage firms like Securities America have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; and Phoenix, Arizona.  We represent investors in FINRA arbitration proceedings in all 50 states, including Florida.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Securities America.

 

Click to view:  Coburn, Bobby FINRA AWC

Click to view:  Coburn, Bobby BrokerCheck 8.27.19

 

If you lost money with Bobby Coburn or Securities America, please CONTACT US at 720-599-3505 for a free evaluation of your case.

 

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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