10.0David P Neuman
(720) 599-3505

Warning: BRADLEY GOODBRED of LPL Financial is BARRED


Warning: BRADLEY GOODBRED of LPL Financial is BARRED

Posted by admin | 0 Comment
Warning: BRADLEY GOODBRED of LPL Financial is BARRED

Roselle, IL

Have you lost money with financial advisor Bradley Goodbred of Roselle, Illinois?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority.  FINRA barred Goodbred after he failed to respond to an investigation.  FINRA was investigating Goodbred after he was terminated by his former brokerage firm, LPL Financial.  Goodbred allegedly used a power of attorney for a customer to withdraw funds from the customer’s account and had the customer provide him $430,000 for an outside real estate company.

Bradley Goodbred was a financial advisor and registered representative of LPL Financial from 2009 to February 2021.  He worked at branch offices in Roselle, Illinois.  

Brokerage firms like LPL Financial have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers. 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout Illinois.  Attorney David Neuman is licensed in Illinois and grew up in nearby Addison, Illinois.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against LPL Financial.

If you lost money with Bradley Goodbred or LPL Financial, please CONTACT US at 206-795-5798 for a free evaluation of your case.

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman


DENVER: (720) 599-3505

SEATTLE: (206) 795-5798

Copyright © 2021 Israels Neuman, PLC. All Rights Reserved | Sitemap