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BRADLEY LATTING of State Farm VP Management BARRED

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02
Apr

BRADLEY LATTING of State Farm VP Management BARRED

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BRADLEY LATTING of State Farm VP Management BARRED

Have you lost money with financial advisor Bradley Latting of Lawton, Oklahoma? 

 

We are continuing our investigation into allegations by the Financial Industry Regulatory Authority (FINRA) against Bradley Allen Latting.  Latting was barred from the securities industry by FINRA for failing to respond to an investigation.  FINRA was investigating Latting for allegedly converting or commingling funds belonging to his elderly customer while serving as her power of attorney.

 

Latting was previously the subject of a claim filed by the Oklahoma Securities Commission. Oklahoma seeks to bar Latting from the securities industry, regarding allegations that Latting obtained power-of-attorney over an 88-year old insurance customer, transferred $135,000 of her funds without the customer’s knowledge, and admittedly commingled the funds for his own purposes before paying them back.

 

Bradley Latting was a financial advisor and registered representative of State Farm VP Management from 2004 to February 2018.  He worked at a branch office in Lawton, Oklahoma.

 

Brokerage firms like State Farm VP Management have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and Seattle, Washington.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout Oklahoma.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

 

Click to view:  Bradley Latting BrokerCheck

Click to view:  Bradley Latting FINRA AWC

Click to view:  Latting, Bradley Oklahoma Complaint

Related Article:  BRADLEY LATTING of Lawton, OK Steals Money from Elderly Client

 

If you lost money with Bradley Latting, please CONTACT US at 720-599-3505 for a free evaluation of your case.

 

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency.  Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency.  All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact.  This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice.  Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis.  In contingent representation, clients may still be liable for costs.

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