10.0David P Neuman
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UPDATE! Investigation of BRADLEY TENNISON – Mesa, AZ

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20
Aug

UPDATE! Investigation of BRADLEY TENNISON – Mesa, AZ

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UPDATE!  Investigation of BRADLEY TENNISON – Mesa, AZ

Bradley Tennison of Geneos Wealth Management, Subject of Arizona Complaint Regarding the Joseph Project Charity

 

Have you lost money with financial advisor Bradley Tennison from Mesa, Arizona?  The Law Firm of Israels & Neuman is investigating  allegations made by the Arizona Corporation Commission against Bradley J. Tennison.  Arizona seeks to bar Tennison from the securities industry regarding his participation in The Joseph Project.  It has been alleged that Tennison failed to disclose his involvement with the Joseph Project to his former brokerage firm, Geneos Wealth Management.

 

Tennison was previously the subject of a claim by FINRA (the Financial Industry Regulatory Authority) in July 2018.  FINRA barred Tennison from the securities industry after he failed to respond to an investigation.  There is a charity called the Joseph Project, although it is unclear whether Tennison has an affiliation with the Joseph Project.

 

Bradley Tennison was a registered representative and financial advisor with Geneos Wealth Management from August 2006 to April 2018.  He worked out of a branch office in Mesa, Arizona.  He also was affiliated with Tennison Investments.

 

Broker-dealers like Geneos Wealth Management have a responsibility to adequately supervise all representatives who are registered through their firm, including investments sold by their registered representatives.  Broker-dealers also must take steps to ensure that their financial advisors follow all securities rules and regulations.  When broker-dealers fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman are investment fraud and securities arbitration attorneys with offices in Phoenix, Arizona; Denver, Colorado; and Seattle, Washington.  Our firm has recovered millions of dollars for investors throughout the country, including investors throughout the Phoenix area.  Attorney Aaron Israels is licensed to practice law in Arizona, and we have previously brought claims against Geneos Wealth Management.

 

All cases are taken on a contingent fee basis, meaning you don’t pay unless we recover money for you!

 

Click to view:  Tennison, Bradley Arizona Complaint

Click to view:  Tennison, Bradley FINRA AWC

Click to view:  Tennison, Bradley BrokerCheck 7.3.18

 

If you have lost money with Bradley Tennison, or Geneos Wealth Management, and want to hear about ALL legal options, please visit us at https://www.israelsneuman.com or CONTACT US at 720-599-3505.

 

Related Article:  

Bradley Tennison Barred from the Securities Industry

 

 

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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