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COMPLAINTS Against Advisor BRYAN MAZLIACH – Fort Lauderdale, FL

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09
Sep

COMPLAINTS Against Advisor BRYAN MAZLIACH – Fort Lauderdale, FL

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COMPLAINTS Against Advisor BRYAN MAZLIACH – Fort Lauderdale, FL

Bryan Mazliach, formerly with Laidlaw & Company and Westpark Capital, Subject of FINRA Complaint

Have you lost money with financial advisor Bryan G. Mazliach from Fort Lauderdale, Florida?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Bryan Mazliach. FINRA filed a complaint against Mazliach regarding allegations while he was affiliated with Laidlaw & Company. 

Mazliach was being investigated regarding allegations that he engaged in unsuitable and excessive trading (churning) in customers’ accounts.  FINRA alleged that five of Mazliach’s customers had accounts with a cost-to-equity ratios of 37% to 218% while at Laidlaw & Company.  To put this in perspective, if an account had a cost equity ratio of 30%, that means the trading in the account would have to make a 30% profit annually just to break even from the costs of trading.

Bryan Mazliach was a registered representative and financial advisor with Laidlaw & Company from January 2015 to September 2017.  He also was affiliated with Westpark Capital from August 2017 to December 2018.  He worked out of a branch office in Fort Lauderdale, Florida.  Mazliach has also been the subject of at least three customer complaints.

Broker-dealers like Laidlaw & Company have a responsibility to adequately supervise all representatives who are registered through their firm, including investments sold by their registered representatives.  Broker-dealers also must take steps to ensure that their financial advisors follow all securities rules and regulations.  When broker-dealers fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers. 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Westpark Capital.

IF YOU HAVE LOST MONEY WITH BRYAN MAZLIACH, LAIDLAW & COMPANY, OR WESTPARK CAPITAL, AND WANT TO HEAR ABOUT ALL LEGAL OPTIONS, CONTACT OUR LAW FIRM AT 720-599-3505.

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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