10.0David P Neuman
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Investigation of BRYCE JENNEY – Nashville, TN

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09
Dec

Investigation of BRYCE JENNEY – Nashville, TN

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Investigation of BRYCE JENNEY – Nashville, TN

Bryce Jenney, with Raymond James & Associates, Subject of FINRA Complaint

 

Have you lost money with financial advisor Bryce Jenney of Nashville, Tennessee? The Law Firm of Israels & Neuman is investigating allegations made by FINRA (the Financial Industry Regulatory Authority)     FINRA seeks to bar Jenney from the securities industry.  The allege that he has failed to respond to its investigation, regarding allegations that he sold investments that were not approved by his former brokerage firm, Raymond James & Associates.

 

Bryce Jenney was a financial advisor and registered representative of Raymond James & Associates from January 2018 to October 2018. He was also affiliated with Morgan Stanley from December 2015 to January 2018. Jenney worked in a branch office in Nashville, Tennessee.

 

Brokerage firms like Raymond James & Associates have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Phoenix, Arizona; Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including Tennessee. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Raymond James & Associates.

 

Click to view:  Jenney, Bryce FINRA Complaint

Click to view:  Jenney, Bryce BrokerCheck 12.9.19

 

If you lost money with Bryce Jenney or Raymond James & Associates, please CONTACT US at 720-599-3505 for a free evaluation of your case.

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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