Bryce Jenney, with Raymond James & Associates, Subject of FINRA Complaint
Have you lost money with financial advisor Bryce Jenney of Nashville, Tennessee? The Law Firm of Israels & Neuman is investigating allegations made by FINRA (the Financial Industry Regulatory Authority) FINRA seeks to bar Jenney from the securities industry. The allege that he has failed to respond to its investigation, regarding allegations that he sold investments that were not approved by his former brokerage firm, Raymond James & Associates.
Bryce Jenney was a financial advisor and registered representative of Raymond James & Associates from January 2018 to October 2018. He was also affiliated with Morgan Stanley from December 2015 to January 2018. Jenney worked in a branch office in Nashville, Tennessee.
Brokerage firms like Raymond James & Associates have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Phoenix, Arizona; Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including Tennessee. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Raymond James & Associates.
Click to view: Jenney, Bryce FINRA Complaint
Click to view: Jenney, Bryce BrokerCheck 12.9.19