10.0David P Neuman
(720) 599-3505

DAVID NEUMAN–Recipient of the 2014 PIABA Outstanding Service Award

Category Archives: News

12
Nov

DAVID NEUMAN–Recipient of the 2014 PIABA Outstanding Service Award

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Israels & Neuman, PLC is proud to announce that our managing partner, David P. Neuman, has received PIABA’s 2014 Outstanding Service Award.  See below news article from the Public Investors Arbitration Bar Association: October 24, 2014 (Norman, OK) PIABA Announces 2014 Outstanding Service Award Recipient At its Annual Meeting, David P. Neuman was named the recipient ...

12
Nov

What You Need to Know About “Selling Away”

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What You Need to Know About “Selling Away” Posted by George Yacik, Contributor – on November 12th, 2014 A spate of recent high-profile incidents of “selling away” client assets – moving money off the broker-dealer custody and records platform — should have financial advisors and others who manage money on the alert. Even if you ...

22
Oct

OCT Denver Post Coverage of Tom Martino Trial

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The Denver Post recently covered one of my trials for Tom Martino. The article can be found here: The Denver Post recently covered one of my trials for Tom Martino. The article can be found here:…...

21
Oct

Denver Post Coverage of Federal Rule 11 Motion

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This is a recent article from the Denver post where my firm successfully defended a federal Rule 11. This is a recent article from the Denver post where my firm successfully defended a federal Rule 11…...

03
Jul

KHOW Radio Appearances with Tom Martino, Consumer Advocate

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Aaron Israels has recently become a guest speaker for Tom Martino’s exclusive Radio Show on Denver’s  630 KHOW Talk Radio.  Tom Martino is a consumer advocate who has been fighting for consumer rights for more than 30 years.  We respect his passion for helping consumers with various issues and Mr. Israels is honored to appear with him ...

13
Feb

FINRA Seeks to Beef-Up Use of BrokerCheck

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February 13, 2014 By Trevor Hunnicutt Investmentnews.com Finra on Thursday advanced a revised proposal that would require brokerage firms to include a link on their websites and other online communications to BrokerCheck, the database that includes broker disciplinary records. The Financial Industry Regulatory Authority Inc. would require brokerage firms to display links to BrokerCheck, “on ...

26
Jun

IIED Defense Case in the Westword/Tom Martino

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Successful Outcome for the Tom Martino case on summary judgment: http://blogs.westword.com/latestword/2013/01/tom_martino_bankruptcy_settlement_negotiations_lawsuit.php?page=2...

19
Mar

Court Ruling Goes Against Securities America

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Investmentnews.com Late Friday afternoon, a federal judge in Dallas failed to approve a $21 million class action settlement between Securities America Inc. and clients suing the firm over private placement investments that went bust. The hearing for the proposed settlement was closely watched. As part of the proposed settlement, dozens of clients suing Securities America in ...

10.0David P Neuman

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