10.0David P Neuman
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Investigation of CHARLES STEVENS and D.H. Hill Securities – Humble, TX

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10
Feb

Investigation of CHARLES STEVENS and D.H. Hill Securities – Humble, TX

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Investigation of CHARLES STEVENS and D.H. Hill Securities – Humble, TX

Israels & Neuman, PLC Investigates Charles Stevens, of D.H. Hill Securities

Have you lost money with financial advisor Charles T. Stevens (CRD# 1698058) of D.H. Hill Securities in Humble, Texas?  We are investigating allegations of former customers related to Charles Stevens. Charles Stevens’s CRD report, a public record maintained by FINRA, states that he has been the subject of five customer complaints, three of which were filed within the last three years.  Each of the complaints references investments in REITs (or real estate investment trusts) and BDCs (business development companies).

Charles Stevens was a registered representative of D.H. Hill Securities from 2006 to February 2020.  He has worked at branch offices in Humble, Texas. 

Brokerage firms like D.H. Hill Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers. 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout Texas and New England.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against D.H. Hill Securities.

If you lost money with CHARLES STEVENS, real estate investment trusts (REITs), business development companies (BDCs), or D.H. Hill Securities, please CONTACT US at 720-599-3505 or 206-795-5798 for a free evaluation of your case.

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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