Israels & Neuman, PLC Investigates Christopher Bice, of SagePoint Financial
Have you lost money with financial advisor Christopher “Cubby” Bice (CRD# 3222439), of SagePoint Financial, in Greensboro, North Carolina? We are investigating allegations of former customers related to Christopher Bice. Christopher Bice’s BrokerCheck report, a public record maintained by FINRA, states that Bice has been the subject of four customer complaints. The recent complaints allege that Bice made unsuitable recommendations to invest in alternative investments like private placements and real estate investments.
Christopher or Cubby Bice has been a registered representative of SagePoint Financial from 2005 to the present. Bice has worked in offices in Greensboro, Mooresville, and Salisbury, North Carolina.
Brokerage firms like SagePoint Financial have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in North Carolina. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against SagePoint Financial.