WARNING! Cindy Chiellini, Ricky Mantei and Centaurus Financial
Cindy Chiellini, Ricky Mantei, and Centaurus Financial, Subject of Colorado Securities Division Complaint
The Law Firm of Israels & Neuman is investigating allegations made by against Cindy Chiellini, Ricky Mantei, and Centaurus Financial. The Colorado Securities Division seeks to punish Cindy Chiellini, Ricky Mantei, and Centaurus Financial for their roles in selling structured CDs to customers. Centaurus Financial was alleged to have failed to supervise Chiellini and Mantei. Chiellini and Mantei, who work at a branch in Lexington, South Carolina, have been the subject of numerous complaints related to structured CDs.
Cindy Chiellini has been a financial advisor and registered representative of Centaurus Financial from May 2015 to the present. Ricky Mantei has also been with Centaurus Financial since May 2015. They have worked at a branch office Lexington, South Carolina.
Brokerage firms like Centaurus Financial have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Ann Arbor, Michigan; and Seattle, Washington. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout Colorado and South Carolina. Attorney Aaron Israels is licensed to practice law in Colorado and can set up in-person meetings with Colorado investors. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including Centaurus Financial.
Click to view: Mantei, Ricky BrokerCheck 11.7.19
Click to view: Chiellini, Cindy BrokerCheck 11.7.19 (1)
If you lost money with Cindy Chiellini or Centaurus Financial, please CONTACT US at 720-599-3505 for a free evaluation of your case.