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WARNING! Investigation of JOSHUA STIVERS and GPB CAPITAL

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07
Jul

WARNING! Investigation of JOSHUA STIVERS and GPB CAPITAL

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WARNING!  Investigation of JOSHUA STIVERS and GPB CAPITAL

Losses with Joshua Stivers and GPB Capital

 

Have you lost money investing with Joshua Stivers and GPB Capital investments?  The law firm of Israels & Neuman is looking into Joshua Joseph Stivers from Austin, Texas, who is a registered representative of Kalos Capital.  Joshua Stivers was recommending that clients make investments in GPB Capital.

 

GPB Capital is purportedly an investment in the auto industry.  GPB Capital has stopped paying investors, and it is believed that investors will suffer considerable losses in these automobile investments.  GPB Capital has been the subject of investigations by the Massachusetts Securities Division and the Securities and Exchange Commission.

 

Joshua Stivers has been a representative of Kalos Capital from June 2017 to the present.  He also was affiliated with G.F. Investment Services from March 2014 to June 2017.  He worked at a branch office in Austin, Texas.  Stivers operates a branch office under the name Platinum Wealth Advisory.

 

Brokerage firms like Kalos Capital have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; and Seattle, Washington.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Texas. Our attorneys have recovered millions of dollars for investors against many brokerage firms in the past.

 

Click to view:  Stivers, Joshua BrokerCheck 7.31.19

 

If you lost money with Joshua Stivers, GPB Capital, or Kalos Capital, please CONTACT US at 720-599-3505 for a free evaluation of your case.

 

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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