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UPDATE: Daniel Arcuri of Thrivent is Now BARRED – Greensburg, PA

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10
Feb

UPDATE: Daniel Arcuri of Thrivent is Now BARRED – Greensburg, PA

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UPDATE:  Daniel Arcuri of Thrivent is Now BARRED – Greensburg, PA

Daniel Arcuri, formerly with Thrivent Investment Management, Barred from Securities Industry

Have you lost money with financial advisor Daniel Arcuri of Thrivent Investment Management in Greensburg, PA?  In February 2020, FINRA (the Financial Industry Regulatory Authority) barred him from the securities industry.  FINRA alleges that he misused customer funds and engaged in undisclosed outside business activities.

Daniel Arcuri was a financial advisor and registered representative of Thrivent Investment Management from 1992 to December 2017.  He worked in a branch office in Greensburg, Pennsylvania.  He was terminated by Thrivent Investment Management for this alleged conduct.

Brokerage firms like Thrivent Investment Management have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers. 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including Pennsylvania. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

If you lost money with Daniel Arcuri or Thrivent Investment Management, please CONTACT US at 720-599-3505 for a free evaluation of your case.

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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