LPL Financial Advisor Daniel Deno Arrested

OWENSBORO, KENTUCKY     Did you invest with Daniel Deno, with LPL Financial?  Our securities arbitration firm is looking into allegations made against this advisor from Owensboro, Kentucky.  He was recently arrested and charged with fraud and theft regarding a 73-year-old Tell City, Indiana client, according to 14news.com.  Deno allegedly asked the client for cash payments and used them for his own personal benefit.

Daniel R. Deno was a representative of LPL Financial from October 2022 to the present, as well as Fifth Third Securities from September 2020 to October 2022.  He was also affiliated with German American Bank in Owensboro, Kentucky.

Brokerage firms have a responsibility to adequately supervise its representatives.  When firms fail to adequately monitor their advisory representatives, they may be liable for investment losses sustained by customers.

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If you lost money with Daniel Deno or LPL Financial, please Contact Us at (616) 280-4303 or (206) 795-5798 for a free evaluation of your case.