INVESTOR ALERT! Daniel Winger of PFS Investments BARRED
Daniel Winger, formerly of PFS Investments, Barred from Securities Industry by FINRA
Have you lost money with financial advisor Daniel Winger of Federal Way, Washington? We are investigating allegations made by FINRA (the Financial Industry Regulatory Authority), against Daniel Noah Winger. Daniel Winger was barred from the securities industry by FINRA after it was alleged that he converted or misappropriated $100,000 from an elderly customer.
Daniel Winger was a financial advisor and registered representative of PFS Investments (also called Primerica Financial Services) from 1986 to August 2018. He worked at a branch office in Federal Way, Washington.
Brokerage firms like PFS Investments have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Seattle, Washington; Vancouver, Washington; and Denver, Colorado. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout the Seattle area, including in Federal Way, Burien, Tacoma, Bellevue, Kirkland, Kent, Renton, Redmond, and others. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including PFS Investments and victims of the Barkley Lundy Ponzi scheme.
Click to view: Winger, Daniel FINRA AWC
Click to view: Winger, Daniel BrokerCheck 8.30.18
If you lost money with Daniel Winger, or PFS Investments, please CONTACT US at 720-599-3505 for a free evaluation of your case.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
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