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DONAVAN HUNTER of J.P. Morgan Barred by FINRA – Houston, TX

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07
Mar

DONAVAN HUNTER of J.P. Morgan Barred by FINRA – Houston, TX

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DONAVAN HUNTER of J.P. Morgan Barred by FINRA – Houston, TX

Have you lost money with financial advisor Donovan Hunter of Houston, Texas?

 

We are looking into allegations made by FINRA, the Financial Industry Regulatory Authority, against Donovan S. Hunter. FINRA barred Hunter from the securities industry after he failed to respond to a FINRA investigation.  FINRA was investigating Hunter after he was fired by his securities brokerage firm, J.P. Morgan after he allegedly sold an investment that was not approved by his firm.

 

Donovan Hunter was a financial advisor and registered representative of J.P. Morgan Securities from April 2016 to August 2018.  He worked at a branch office Houston, Texas.

 

Brokerage firms like J.P. Morgan Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Ann Arbor, Michigan; and Seattle, Washington.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout Texas and the Houston area.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

 

Click to view:  Donavan Hunter BrokerCheck

Click to view:  Donavan Hunter FINRA AWC

 

If you lost money with Donovan Hunter of J.P. Morgan Securities, please CONTACT US at 720-599-3505 for a free evaluation of your case.

 

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency.  Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency.  All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact.  This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice.  Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis.  In contingent representation, clients may still be liable for costs.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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