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UPDATE! Eric Credle of Pruco is BARRED – Indianapolis, IN

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22
Mar

UPDATE! Eric Credle of Pruco is BARRED – Indianapolis, IN

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UPDATE!  Eric Credle of Pruco is BARRED – Indianapolis, IN

Eric Credle, previously with Pruco Securities, Barred by FINRA

Have you lost money with financial advisor Eric Credle?  We are continuing to look into allegations made about Eric Hugh Credle from Indianapolis, Indiana.  FINRA (the Financial Industry Regulatory Authority) barred him from the securities industry.  FINRA alleged that Credle failed to respond to its investigation.   FINRA was investigating him after he was terminated by Pruco Securities for not disclosing a potential outside business activity.

Eric Credle was a financial advisor and registered representative of Pruco Securities from June 2018 to April 2019.  He worked in branch offices in Indianapolis, Indiana. 

Brokerage firms like Pruco Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers. 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including Indiana. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

IF YOU LOST MONEY WITH ERIC CREDLE OR PRUCO SECURITIES, PLEASE CONTACT US AT 720-599-3505 FOR A FREE EVALUATION OF YOUR CASE.

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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