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WARNING! Impending Investigation – ERIC SIMONDS of Brunswick, ME

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05
Aug

WARNING! Impending Investigation – ERIC SIMONDS of Brunswick, ME

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WARNING!  Impending Investigation – ERIC SIMONDS of Brunswick, ME

Eric Simonds Suspended by Maine for Selling Woodbridge

 

Have you lost money investing in the Woodbridge Group of Companies through advisor Eric Simonds?  Eric Simonds from Brunswick, Maine, was under investigation by the Maine Office of Securities for selling investments in the Woodbridge Group of Companies to his customers.  Maine recently suspended Eric Simonds from the securities industry for 45 days, alleging that Simonds sold investments in Woodbridge without him or his advisory firm, Saltwater Harbor Financial, having proper licenses to sell securities.

 

Eric Simonds was an investment advisor with Saltwater Harbor Financial from April 2013 to July 2018.  He worked in an office in Brunswick, Maine.

 

The Securities and Exchange Commission (SEC) filed a complaint against the Woodbridge Group of Companies, alleging that this amounted to a $1.2 billion Ponzi scheme.  The SEC is concerned that Woodbridge may have sold unregistered securities and may have made material misrepresentations in connection with selling its investments to investors.

 

Israels & Neuman is an investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan.  Our attorneys have represented over 1,000 investors throughout the country, including investors in Maine in FINRA arbitration.

 

Click to view:  Simonds, Eric IA Check 8.17.18

Click to view:  Simonds, Eric Maine Complaint

 

If your financial or investment advisor such as Eric Simonds recommended that you invest in any of these Woodbridge investments, please CONTACT US at (720) 599-3505 for a free consultation.

 

 

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency.  Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency.  All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact.  This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice.  Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis.  In contingent representation, clients may still be liable for costs.

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
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