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WARNING! Impending Investigation: FARID MORIM of Beverly Hills, CA

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29
Jan

WARNING! Impending Investigation: FARID MORIM of Beverly Hills, CA

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WARNING!  Impending Investigation:  FARID MORIM of Beverly Hills, CA

Farid Morim, formerly with J.P. Morgan Securities, Barred from the Securities Industry

 

Have you lost money with financial advisor Farid Morim of Beverly Hills, California?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Farid Morim. FINRA barred Morim from the securities industry after he failed to adequately respond to a FINRA investigation.  FINRA was investigating Morim for allegations that he misappropriated or stole customer funds, after he allegedly added himself as a power of attorney to a bank account at his bank, J.P. Morgan.

 

Farid Morim was a financial advisor and registered representative of J.P. Morgan Securities from October 2012 to October 2015, and with Chase Investment Services from January 2011 to October 2012.  He worked at a branch office in Beverly Hills, California.

 

Brokerage firms like J.P. Morgan Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Ann Arbor, Michigan; and Seattle, Washington.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout California and the Los Angeles area. Our attorneys have represented over one thousand investors against many brokerage firms in the past.

 

Click to view:  Morim, Farid FINRA Order

Click to view:  Morim, Farid BrokerCheck 1.29.18

 

If you lost money with Farid Morim or J.P. Morgan Securities, please CONTACT US at 720-599-3505 for a free evaluation of your case.

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency.  Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency.  All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact.  This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice.  Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis.  In contingent representation, clients may still be liable for costs.

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