WARNING! Impending Investigation – GEORGE TAYLOR of Litchfield, CT
George Taylor, with Fairport Capital, Subject of SEC Complaint
Have you lost money with financial advisor George Taylor of Litchfield, Connecticut? We are investigating allegations made by the Securities and Exchange Commission (SEC) against George Lewis Taylor. The SEC alleged that Taylor and his advisory company, Temenos Advisory, steered numerous clients into risky private placements, totaling about $19 million. The SEC alleged that starting in 2014, Taylor and Temenos Advisory recommended that investors put money into four private companies – including those in emergency response communications, fiber optics, a crowdfunding investment portal, and water purification technology.
George Taylor is a financial advisor and registered representative of Fairport Capital from 1998 to the present. He worked at branch offices in Litchfield and Watertown, Connecticut.
Brokerage firms like Fairport Capital have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Connecticut. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
Click to view: Taylor, George SEC Complaint
Click to view: Taylor, George BrokerCheck 7.20.18
If you lost money with George Taylor or Fairport Capital, please CONTACT US at 720-599-3505 for a free evaluation of your case.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
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