INVESTOR ALERT! Gregory Voetsch of Cowen Execution – New York, NY
Gregory Charles Voetsch, formerly with Cowen Execution Services, Barred from Securities Industry
Have you lost money with financial advisor Greg Charles Voetsch from New York, New York? We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Gregory “Greg” Voetsch. FINRA barred him from the securities industry after he failed to respond to an investigation. Voetsch was being investigated regarding a customer-initiated arbitration claim filed against him.
Gregory Charles Voetsch was a registered representative and financial advisor with Cowen Execution Services from July 2014 to July 2017. He worked out of a branch office in New York City.
Broker-dealers like Cowen Execution Services have a responsibility to adequately supervise all representatives who are registered through their firm, including investments sold by their registered representatives. Broker-dealers also must take steps to ensure that their financial advisors follow all securities rules and regulations. When broker-dealers fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
Click to view: Voetsch, Gregory FINRA AWC
Click to view: Voetsch, Gregory BrokerCheck 11.7.19