WARNING! Impending Investigation – HECTOR MAY and SECURITIES AMERICA
Hector May, formerly with Securities America, Under Investigation by U.S. Department of Justice
Have you lost money investing through broker Hector May, formerly with Securities America? Our firm is investigating whether Hector A. May from New City, New York misappropriated funds from customers.
According to FINRA’s BrokerCheck, Hector May was terminated by his former brokerage firm, Securities America, regarding allegations that he misappropriated customer funds. Hector May is also the subject of an investigation by the U.S. Department of Justice regarding a “suspected felony”.
Hector May was a financial advisor with Securities America from 1994 to March 2018. May worked in a branch office in New City, New York. May also operated a company called Executive Compensation Planners, Inc.
Brokerage firms like Securities America have a duty to reasonably supervise brokers and financial advisors like Hector May. If Securities America failed to do so, it could be liable for investor losses.
Israels & Neuman is an investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan. Our attorneys have represented over 1,000 investors throughout the country, including investors in New York in FINRA arbitration and against Securities America.
Click to view: May, Hector BrokerCheck 3.26.18
If you lost money investing with Hector May or Securities America, please CONTACT US for a free consultation.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
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