Victims of Advisor, HERBERT VOSS May Be Able to Recover Potential Money
Herbert Voss, Jr. formerly with Stockcross Financial Services, Barred from Securities Industry
Have you lost money with financial advisor Herbert Voss of Beverly Hills, California? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Herbert Voss, Jr. FINRA barred Voss from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating Voss regarding allegations that he engaged in unauthorized trading in a customer account.
Herbert Voss was a financial advisor and registered representative of Stockcross Financial Services from July 2009 to May 2018. He worked at a branch office in Beverly Hills, California. Voss has also been the subject of eight customer complaints.
Brokerage firms like Stockcross Financial Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout southern California. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
Click to view: Voss, Herbert FINRA AWC
Click to view: Voss, Herbert BrokerCheck 5.23.18
If you lost money with Herbert Voss or Stockcross Financial Services, please CONTACT US at 720-599-3505 for a free evaluation of your case.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.