10.0David P Neuman
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Alert! IGNACIO ERHART DEL CAMPO of Insigneo is SUSPENDED

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01
Apr

Alert! IGNACIO ERHART DEL CAMPO of Insigneo is SUSPENDED

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Alert! IGNACIO ERHART DEL CAMPO of Insigneo is SUSPENDED

Financial Advisor formerly with Insigneo Securities, Suspended by FINRA – MONTEVIDEO, URUGUAY

Have you lost money with financial advisor Ignacio Erhart Del Campo from Montevideo, Uruguay?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against him. FINRA suspended Ignacio Erhart Del Campo from the securities industry for two months, gave him a $7,500 fine, and ordered him to pay $19,189 in restitution.  He was also alleged to have made 77 unauthorized trades in a customer’s account, after the customer had died.

Ignacio Erhart Del Campo was a registered representative and financial advisor with Insigneo Securities from July 2017 to September 2019.  Erhart Del Campo was also with Northeast Securities from June 2012 to July 2017.  He worked out of a branch office in Montevideo, Uruguay.  

Broker-dealers like Insigneo Securities have a responsibility to adequately supervise all representatives who are registered through their firm, including investments sold by their registered representatives.  Broker-dealers also must take steps to ensure that their financial advisors follow all securities rules and regulations.  When broker-dealers fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers. 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, and we also represent investors internationally.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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