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ALERT! Imran Razvi SUSPENDED for Selling Woodbridge – Frederick, MD

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09
Mar

ALERT! Imran Razvi SUSPENDED for Selling Woodbridge – Frederick, MD

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ALERT! Imran Razvi SUSPENDED for Selling Woodbridge – Frederick, MD

Imran Razvi, formerly with Lincoln Financial Securities Corp., Suspended from Securities Industry

Have you lost money with financial advisor Imran Razvi from Frederick, Maryland?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Imran or Raz Razvi. FINRA suspended Razvi from the securities industry for six months and fined him $5,000.  Razvi was being investigated regarding allegations that he sold in investments in the Woodbridge Group of Companies.  In December 2017, Woodbridge filed for bankruptcy, and investors have suffered substantial losses. 

Imran Razvi was a registered representative and financial advisor with Lincoln Financial Securities Corp. from April 2017 to March 2018.  He worked out of a branch office in Frederick, Maryland.  Razvi has been the subject of two customer complaints as well.

Broker-dealers like Lincoln Financial Securities Corp. have a responsibility to adequately supervise all representatives who are registered through their firm, including investments sold by their registered representatives.  Broker-dealers also must take steps to ensure that their financial advisors follow all securities rules and regulations.  When broker-dealers fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers. 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Maryland.   Our attorneys have represented over one thousand investors against many brokerage firms in the past.

If you have lost money with Imran Razvi and Lincoln Financial Securities Corp., and want to hear about ALL legal options, please CONTACT ISRAELS & NEUMAN at 720-599-3505.

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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