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INVESTIGATION: ERIC ROLSHOVEN of FSC Securities

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25
Feb

INVESTIGATION: ERIC ROLSHOVEN of FSC Securities

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INVESTIGATION:  ERIC ROLSHOVEN of FSC Securities

Have you lost money with financial advisor Eric Rolshoven of FSC Securities Corp.? 

 

We are investigating allegations of former customers related to Eric Rolshoven (CRD # 1601679)  who has worked in Missoula, Montana; Florence, Montana; and Eagle, Idaho. Eric D. Rolshoven’s CRD report, a public record maintained by FINRA, states that Rolshoven has been the subject of two customer complaints.  The customers claim Rolshoven sold them unsuitable investments in private placements and real estate investments.

 

Eric Rolshoven was a registered representative of FSC Securities Corp. from 1994 to May 2015. Rolshoven was also affiliated with SII Investments from June 2015 to August 2015, and with American Independent Securities Group from August 2017 to the present.  He has worked at branch offices in Missoula, Montana; Florence, Montana; and Eagle, Idaho.  Rolshoven also operates Treasure State Retirement Planning, and he was also fined $15,000 by the Montana Securities Commission regarding a failure to supervise investments (including Invizeon) sold by Barry Hartman.

 

Brokerage firms like FSC Securities Corp. have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and in Seattle, Washington.  We represent investors in FINRA arbitration proceedings in all 50 states, including Montana. Our attorneys have recovered millions of dollars for investors against many brokerage firms in the past, including FSC Securities Corp. and SII Investments.

 

Click to view:  Eric Rolshoven BrokerCheck

 

If you lost money with Eric Rolshoven or FSC Securities Corp., please CONTACT US at 720-599-3505 or 206-795-5798 for a free review of your case.

 

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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