INVESTIGATION of GUADALUPE WRIGHT – Anchorage, AK
Israels & Neuman, PLC Investigates Guadalupe Wright of Merrill Lynch
Have you lost money with financial advisor Guadalupe Candelaria Wright (Lupe Wright) of Merrill Lynch in Anchorage, Alaska? The law firm of Israels & Neuman is investigating allegations of a former customer regarding Guadalupe Wright. Guadalupe Wright has been the subject of a customer complaint filed with FINRA arbitration. The customer complaint alleges that Wright wrongfully withdrew funds from a customer account, whom she also had a romantic relationship with. She would then transfer the money to her own personal account.
Guadalupe Wright was a registered representative of Merrill Lynch from 2001 to August 2017. She worked at a branch office in Anchorage, Alaska.
Brokerage firms like Merrill Lynch have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Seattle, Washingon; Vancouver, Washington, and Denver, Colorado. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Alaska and the Anchorage area. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including Merrill Lynch.
Click to view: Wright, Guadalupe BrokerCheck 8.14.19
If you lost money with Guadalupe Wright or Merrill Lynch, please CONTACT US at 720-599-3505 or 206-795-5798 for a free evaluation of your case.