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INVESTOR WARNING! Douglas Studer of Fort Lauderdale, Florida

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19
Sep

INVESTOR WARNING! Douglas Studer of Fort Lauderdale, Florida

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INVESTOR WARNING!  Douglas Studer of Fort Lauderdale, Florida

WARNING!  Douglas Studer of Fort Lauderdale, Florida

 

Have you lost money with financial advisor Douglas Studer of Fort Lauderdale, Florida?  We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Douglas or “Doug” W. Studer. FINRA barred Studer after he failed to respond to an investigation regarding allegations that he was named in his 91-year-old customer’s estate documents to inherit the customer’s waterfront condominium in Fort Lauderdale.

 

Douglas Studer was a financial advisor and registered representative of Kovack Securities from October 2015 to July 2016.  He worked at a branch office in Fort Lauderdale, Florida.  He has been the subject of two customer disputes and also filed for bankruptcy in 2010.

 

Brokerage firms like Kovack Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Florida.  Attorney David Neuman is licensed to practice law in Florida.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

 

Click to view:  studer-douglas-finra-awc

Click to view:  studer-douglas-brokercheck-9-19-16

 

HAVE YOU LOST MONEY WITH DOUGLAS STUDER OR KOVACK SECURITIES?

             CONTACT ISRAELS & NEUMAN, PLC FOR A FREE CASE EVALUATION

                Denver Office: (720) 599-3505

                Seattle Office: (206) 795-5798

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency.  Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency.  All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact.  This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice.  Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis.  In contingent representation, clients may still be liable for costs.

 

FREE CASE EVALUATION

DENVER: (720) 599-3505

SEATTLE: (206) 795-5798


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