INVESTOR WARNING! Joshua Mosshart and Enviro Board Corporation
Investigation of Joshua Mosshart and Enviro Board Corporation
Have you lost money with financial advisor Joshua Mosshart of Westlake Village, California? We are investigating allegations made by the Securities and Exchange Commission (SEC) against Joshua D. Mosshart. The SEC filed a complaint in the Central District of California in Los Angeles against Josh Mosshart, Glenn Camp, and William Peiffer for their involvement with Enviro Board Corporation.
According to the SEC’s complaint, Camp and Peiffer were the founders of Enviro Board, which was purported to be a company that made environmentally friendly building materials. However, Enviro Board was never profitable, and the Defendants were alleged to have made misrepresentations regarding the profitability and viability of the company. Moreover, investments in Enviro Board were not properly registered. Josh Mosshart was alleged to have sold investment offerings of Enviro Board.
Joshua Mosshart was a financial advisor and registered representative of LPL Financial, LLC from 2004 to December 2012. He worked at a branch office in Westlake Village, California. Mosshart has been the subject of at least three customer complaints. He was also barred by FINRA in 2012 for this conduct.
Brokerage firms like LPL Financial have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and the Seattle area. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in California and the Los Angeles area. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including LPL Financial.
Our office handles all of our arbitration cases on a contingent fee basis, meaning you do not pay unless we recover money for you.
Click to view: Mosshart, Joshua SEC Complaint
Click to view: Mosshart, Joshua BrokerCheck 8.29.16
HAVE YOU LOST MONEY WITH JOSHUA MOSSHART OR LPL FINANCIAL?
Denver Office: (720) 599-3505
Seattle Office: (206) 795-5798
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.