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Israels & Neuman Obtains $50,000 for Albuquerque, NM Client

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24
Jul

Israels & Neuman Obtains $50,000 for Albuquerque, NM Client

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Israels & Neuman Obtains $50,000 for Albuquerque, NM Client

Israels & Neuman Obtains FINRA Award for Albuquerque, New Mexico Resident

 

Israels & Neuman has just recently obtained a default FINRA (Financial Industry Regulatory Authority) Award on behalf an Albuquerque, New Mexico resident against former brokerage firm, Legend Securities, Inc.  The Albuquerque investor alleged that a former representative of Legend Securities recommended that he invest in American BioCare preferred stock.  The investment in American BioCare resulted in a full loss.

 

After Legend Securities failed to respond to the complaint (which was filed in Albuquerque, New Mexico), the investor asked the arbitrator to enter a default award against Legend.  As such, the arbitrator awarded $33,000 in compensatory damages, as well as $15,266 in interest.  However, it is unlikely that Legend will ever pay the award.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan.  We are also in the process of opening an office in the Phoenix, Arizona area.  Our securities fraud firm represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout with Southwest and New Mexico, including New Albuquerque, Las Cruces, Santa Fe, Rio Rancho, and others.  Our attorneys have represented over one thousand investors against many brokerage firms in the past.

 

Click to view:  Award

 

          If you have lost money from bad advice from a stockbroker, financial advisor, or securities brokerage firm, please CONTACT ISRAELS & NEUMAN at 720-599-3505 for a free case evaluation.

 

 

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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