WARNING! Investigation of JED TINDER and WESTERN INTERNATIONAL SECURITIES
Jed Tinder, formerly with Western International Securities, Barred from the Securities Industry
Have you lost money with financial advisor Jed Tinder of Missoula, Montana? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Jed E. Tinder. FINRA barred Tinder from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating Tinder for allegations that he engaged in undisclosed outside business activities and private securities transactions, without disclosing such to his former brokerage firm, Western International Securities.
Jed Tinder was a financial advisor and registered representative of Western International Securities from 2005 to January 2016. He worked at a branch office in Missoula, Montana. Tinder has also been the subject of three customer complaints, was fired by two previous brokerage firms, filed for bankruptcy in 2012, and has been the subject of a $262,000 civil judgment.
Brokerage firms like Western International Securities have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; and Seattle, Washington. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout Montana. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Western International Securities.
Click to view: Tinder, Jed FINRA AWC
Click to view: Tinder, Jed BrokerCheck 12.26.17
If you lost money with Jed Tinder or Western International Securities, please CONTACT ISRAELS & NEUMAN at 720-599-3505 for a free evaluation of your case.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
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