INVESTOR ALERT! Jeffrey Blutstein of Kestra Investments BARRED
Jeffrey Blutstein, formerly with Kestra Investment Services, Barred from Securities Industry
Have you lost money with financial advisor Jeffrey Blutstein of Elmsford, New York? The law firm of Israels & Neuman is investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Jeffrey Alan Blutstein. FINRA barred Blutstein from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating Blutstein regarding allegations that Blutstein engaged in outside business activities without disclosing such to his former brokerage firm, Kestra Investment Services (formerly NFP Advisors).
Jeffrey Blutstein was a financial advisor and registered representative of Kestra Investment Services (NPF Advisors) from 2007 to March 2018. He was later affiliated with American Portfolios Financial Services from May 2018 to July 2019. He worked at branch offices in Elmsford, New York and Ridgefield, Connecticut.
Brokerage firms like Kestra Investment Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Seattle, Washington; Ann Arbor, Michigan; and Denver Colorado. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including Kestra Investment Services.
Click to view: Blutstein, Jeffrey FINRA AWC
Click to view: Blutstein, Jeffrey BrokerCheck 7.5.19
If you lost money with Jeffrey Blutstein or Kestra Investment Services, please CONTACT US at 720-599-3505 for a free evaluation of your case.