JOHN ANGELONE of OLYMPUS SECURITIES BARRED
John Angelone, formerly with Olympus Securities, Barred from Securities Industry
Have you lost money with financial advisor John Angelone from New York, New York? We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against John Paul Angelone. FINRA barred him from the securities industry after he failed to respond to an investigation. Angelone was being investigated regarding allegations of potential violations of the Securities and Exchange Act of 1933.
John Angelone was a registered representative and financial advisor with Olympus Securities from September 2015 to January 2017. He was also affiliated with Network 1 Financial Securities from January 2017 to March 2017. He worked out of a branch office in New York, New York.
Broker-dealers like Olympus Securities have a responsibility to adequately supervise all representatives who are registered through their firm, including investments sold by their registered representatives. Broker-dealers also must take steps to ensure that their financial advisors follow all securities rules and regulations. When broker-dealers fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Our firm represents investors throughout the country who are victims of financial advisors’ negligence and fraud in FINRA arbitration. Our firm has offices in Seattle and Denver, and we continue to represent investors throughout the U.S., including in New York City.
Click to view: Angelone, John FINRA AWC
Click to view: Angelone, John BrokerCheck 11.2.18
If you have lost money with John Angelone and Olympus Securities, and want to hear about ALL legal options, please visit https://www.israelsneuman.com/ or CONTACT US at 720-599-3505.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
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