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WARNING! Complaints Against Advisor JOHN TIMBERLAKE – Atlanta, GA

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15
Jun

WARNING! Complaints Against Advisor JOHN TIMBERLAKE – Atlanta, GA

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WARNING!  Complaints Against Advisor JOHN TIMBERLAKE – Atlanta, GA

Israels & Neuman, PLC Investigates John Timberlake, Formerly of Suntrust Investment Services and Carter, Terry & Company

Have you lost money with financial advisor John H. Timberlake (CRD# 2109445), formerly of Suntrust Investment Services and Carter, Terry & Company, in Atlanta, Georgia?  We are investigating allegations of former customers related to John Timberlake. John Timberlake’s BrokerCheck report, a public record maintained by FINRA, states that Timberlake has been the subject of three customer complaints since 2016. 

The customers allege unsuitable investment recommendations in stocks, including thinly traded stocks or penny stocks.  One customer made allegations regarding investments in Empire Resorts (symbol NYNY).  Empire Resorts trades on NASDAQ and had a 1 to 5 reverse split in late 2015.

John Timberlake was a registered representative of Suntrust Investment Services from September 2013 to April 2016.  He was also with Carter, Terry & Company from July 2016 to May 2020.  Timberlake was fired by Carter, Terry & Company.

Brokerage firms like Suntrust Investment Services have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers. 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; Phoenix, Arizona; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Georgia and throughout the Atlanta area. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including, Suntrust Investment Services.

IF YOU LOST MONEY WITH JOHN TIMBERLAKE, SUNTRUST INVESTMENT SERVICES, OR CARTER, TERRY & COMPANY, PLEASE CONTACT US AT 720-599-3505 OR 206-795-5798 FOR A FREE EVALUATION OF YOUR CASE.

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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