JOSHUA STEPHENS ANSELM of J.P. Morgan Charged With FRAUD -Valley Stream, NY
Joshua Stephens Anselm, formerly with J.P. Morgan, Charged with Fraud by SEC
Have you lost money with financial advisor Joshua Stephens Anselm of J.P. Morgan in Valley Stream, New York? We are continuing to look into allegations made by the Securities and Exchange Commission (SEC) against Stephens-Anselm. The SEC alleged that he stole over $660,000 out of a deceased customer’s bank account and transferred it to his own account.
Joshua Stephens Anselm was a financial advisor and registered representative of J.P. Morgan from October 2014 to February 2018. He worked at a branch office in Valley Stream, New York. Stephens-Anselm was also sentenced to 6 months in jail.
Brokerage firms like J.P. Morgan have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado and Seattle, Washington. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in New York. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
If you lost money with Joshua Stephens Anselm or J.P. Morgan, please CONTACT US at 720-599-3505 for a free evaluation of your case.
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