HAVE YOU LOST MONEY WITH JUERGEN WEBER? – Virginia Beach, VA
Juergen Weber, formerly with Benjamin & Jerold Brokerage, Barred from Securities Industry
Have you lost money with financial advisor Juergen Weber of Virginia Beach, Virginia? We are investigating allegations made by FINRA, the Financial Industry Regulatory Authority, against Juergen Weber. FINRA barred Weber from the securities industry after he failed to respond to a FINRA investigation. FINRA was investigating Weber after he was alleged to have made unsuitable recommendations and executed unauthorized transactions.
Juergen Weber was a financial advisor and registered representative of Benjamin & Jerold Brokerage from August 2011 to July 2018. He worked at a branch office in Virginia Beach, Virginia. Weber also has been the subject of one customer complaint, and he was also fired by Wachovia Securities in 2005.
Brokerage firms like Benjamin & Jerold Brokerage have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; and Seattle, Washington. We represent investors in FINRA arbitration proceedings in all 50 states, including investors throughout Virginia. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
Click to view: Weber, Juergen FINRA AWC
Click to view: Weber, Juergen BrokerCheck 9.6.18
If you lost money with Juergen Weber or Benjamin & Jerold Brokerage, please CONTACT US at 720-599-3505 for a free evaluation of your case.