KARL FOUST of Boca Raton, FL – Customer Complaints and Losses
Karl Foust, formerly with HD Vest Investment Services, Subject of Numerous Complaints Regarding Wimbledon Health Partners, LLC
Have you lost money with financial advisor Karl Foust of Boca Raton, Florida? We are investigating allegations made against Karl Ronald Foust, Jr. According to FINRA’s BrokerCheck, Foust has been the subject of seven customer complaints, all of which alleged misconduct related to recommendations to invest in Wimbledon Health Partners, LLC. The complaints were lodged against Foust’s former brokerage firm, HD Vest Investment Services.
Karl Foust was a financial advisor and registered representative of HD Vest Investment Services from November 2009 to June 2014. He worked at a branch office in Boca Raton, Florida.
Brokerage firms like HD Vest Investment Services have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; and Seattle, Washington. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in southern Florida. Attorney David Neuman is licensed to practice law in Florida. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including HD Vest Investment Services.
Click to view: Foust, Karl BrokerCheck 9.21.18
If you lost money with Karl Foust or HD Vest Investment Services, please CONTACT US at 720-599-3505 for a free evaluation of your case.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
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