10.0David P Neuman
(720) 599-3505

Investigation of KEITH ASHLEY and Parkland Securities – Carrollton, TX

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19
Nov

Investigation of KEITH ASHLEY and Parkland Securities – Carrollton, TX

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Investigation of KEITH ASHLEY and Parkland Securities – Carrollton, TX

Israels & Neuman, PLC Investigates Keith Ashley, of Parkland Securities

Have you lost money with financial advisor Keith T. Ashley, of Parkland Securities, in Carrollton, Texas?  We are investigating allegations of former customers related to Keith Ashley. Keith Ashley’s BrokerCheck report, a public record maintained by FINRA, states that Ashley was recently fired by Parkland Securities for engaging in undisclosed outside business activities.

Earlier this week, Keith Ashley was arrested for allegedly murdering one of his clients.  Ashley has also been charged with running a $1.3 million Ponzi scheme.  It was alleged that Ashley used some of the funds to operate his brewery, Nine Band Brewing, and also for casinos, personal credit cards, and legal fees.

Keith Ashley was a registered representative of Parkland Securities from 2002 to October 2020.  Ashley has worked in offices in Carrollton, Texas.  Ashley was terminated by Parkland Securities in October 2020.

Brokerage firms like Parkland Securities have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers. 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Phoenix, Arizona; Seattle, Washington; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Texas.   Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Parkland Securities.

IF YOU LOST MONEY WITH KEITH ASHLEY OR PARKLAND SECURITIES, PLEASE CONTACT US AT 720-599-3505 OR 206-795-5798 FOR A FREE EVALUATION OF YOUR CASE.

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

FREE CASE EVALUATION

DENVER: (720) 599-3505

SEATTLE: (206) 795-5798


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