INVESTIGATION of LAWRENCE HAGEDORN – Andover, KS
Lawrence Hagedorn, formerly with O.N. Equity Sales Company, Barred by SEC
Have you lost money with financial advisor Lawrence Hagedorn of Andover, Kansas? We are continuing to look into allegations made against Lawrence M. Hagedorn. Hagedorn was barred from the securities industry by the Securities and Exchange Commission (SEC) after he pleaded guilty to fraud when he borrowed money from clients’ insurance policies.
Hagedorn was previously the subject of a case by the Kansas Securities Commission. The Kansas Securities Commission barred Hagedorn from the securities industry for borrowing money from two customers. It is generally a violation of securities rules and regulations for an advisor to borrow money from a customer.
Lawrence Hagedorn was a financial advisor and registered representative of O.N. Equity Sales Company (or ONESCO) from July 2007 to September 2017. He worked at a branch office in Andover, Kansas. Hagedorn has also been affiliated with Hagedorn & Associates in Wichita.
Brokerage firms like O.N. Equity Sales Company (ONESCO) have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Phoenix, Arizona; Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Kansas and the Wichita area. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including ONESCO.
IF YOU LOST MONEY WITH LAWRENCE HAGEDORN OR O.N. EQUITY SALES COMPANY, PLEASE CONTACT US AT 720-599-3505 FOR A FREE EVALUATION OF YOUR CASE.
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