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WARNING! Investigation of Advisor LAWRENCE HAGEDORN – Kansas

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12
Jun

WARNING! Investigation of Advisor LAWRENCE HAGEDORN – Kansas

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WARNING!  Investigation of Advisor LAWRENCE HAGEDORN – Kansas

Lawrence Hagedorn, formerly with O.N. Equity Sales Company, Barred from Securities Industry

 

Have you lost money with financial advisor Lawrence Hagedorn of Andover, Kansas?  The law firm of Israels & Neuman is investigating allegations made the Kansas Securities Commission, against Lawrence M. Hagedorn.  The Kansas Securities Commission barred Hagedorn from the securities industry for borrowing money from two customers.  It is generally a violation of securities rules and regulations for an advisor to borrow money from a customer.

 

Lawrence Hagedorn was a financial advisor and registered representative of O.N. Equity Sales Company (or ONESCO) from July 2007 to September 2017.  He worked at a branch office in Andover, Kansas.  Hagedorn has also been affiliated with Hagedorn & Associates in Wichita.

 

Brokerage firms like O.N. Equity Sales Company (ONESCO) have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Kansas and the Wichita area. Our attorneys have represented over one thousand investors against many brokerage firms in the past, including ONESCO.

 

Click to view:  Hagedorn, Lawrence Kansas Order

Click to view:  Hagedorn, Lawrence BrokerCheck 7.5.19

 

IF YOU LOST MONEY WITH LAWRENCE HAGEDORN OR O.N. EQUITY SALES COMPANY (ONESCO), PLEASE CONTACT US AT 720-599-3505 FOR A FREE EVALUATION OF YOUR CASE.

 

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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