LUKE JOHNSON of Coastal Equities, Subject of 3 Complaints
Luke Johnson, with Coastal Equities, Subject of Three Customer Complaints
Have you lost money with financial advisor Luke Johnson of Scottsdale, Arizona? We are investigating allegations made against Luke M. Johnson. According to FINRA’s BrokerCheck, Johnson has been the subject of three customer complaints, alleging claims regarding non-traded REITs, or real estate investment trusts, and private placements. The complaints were lodged against Johnson’s brokerage firm, Coastal Equities.
Luke Johnson has been a financial advisor and registered representative of Coastal Equities from April 2012 to the present. He works at a branch office in Arizona, Arizona.
Brokerage firms like Coastal Equities have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; and Seattle, Washington. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in the Phoenix area. Attorney Aaron Israels is licensed to practice law in Arizona. Our attorneys have represented over one thousand investors against many brokerage firms in the past.
Click to view: Johnson, Luke BrokerCheck 1.12.19
If you lost money with Luke Johnson or Coastal Equities, please CONTACT US at 720-599-3505 for a free evaluation of your case.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
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