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INVESTIGATION: Ma Rosa Linan Abrego of McAllen, TX

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07
Nov

INVESTIGATION: Ma Rosa Linan Abrego of McAllen, TX

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INVESTIGATION:  Ma Rosa Linan Abrego of McAllen, TX

Ma Rosa Linan Abrego, formerly with Merrill Lynch, Barred from Securities Industry

 

Have you lost money with financial advisor Ma Rosa Linan Abrego from McAllen, Texas?  We are looking into allegations made by FINRA (the Financial Industry Regulatory Authority) against Abrego. FINRA barred her from the securities industry after she failed to respond to an investigation.  Linan Abrego was being investigated after he was terminated by his former brokerage firm, Merrill Lynch, regarding allegations that she misappropriated or stole funds from clients.

 

Abrego was a registered representative and financial advisor with Merrill Lynch from December 2016 to July 2019.  She worked out of a branch office in McAllen, Texas.

 

Broker-dealers like Merrill Lynch have a responsibility to adequately supervise all representatives who are registered through their firm, including investments sold by their registered representatives.  Broker-dealers also must take steps to ensure that their financial advisors follow all securities rules and regulations.  When broker-dealers fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Seattle, Washington; and Ann Arbor, Michigan.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Texas.  Our attorneys have represented over one thousand investors against many brokerage firms in the past, including against Merrill Lynch.

 

Click to view:  Linan Abrego Ma Rosa FINRA AWC

Click to view:  Linan Abrega Ma Rosa BrokerCheck 11.7.198

 

If you have lost money with Ma Rosa Linan Abrego and Merrill Lynch, and want to hear about ALL legal options, CONTACT ISRAELS & NEUMAN at 720-599-3505.

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

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