(720) 599-3505

UPDATE! MARK HOPKINS of American Portfolios BARRED

SEARCH OUR BLOGS
16
May

UPDATE! MARK HOPKINS of American Portfolios BARRED

Posted by admin | 0 Comment
UPDATE!  MARK HOPKINS of American Portfolios BARRED

Have you lost money investing with Mark Hopkins of American Portfolios Financial Services in Grand Blanc, Michigan? 

 

We are continuing to look into allegations made against Mark Hopkins, a former advisor with American Portfolios Financial Services.  Hopkins was barred from the securities industry by FINRA, after he failed to respond to their investigation into allegations of a customer complaint against him.

 

In addition, The SEC has filed a complaint against Hopkin’s sales assistant, Kimberly Sredich, alleging that Sredich stole or misappropriated almost $340,000 from customers.

 

Mark Lewton Hopkins was a representative of American Portfolios Financial Services from July 2009 to December 2018.  He worked at a branch office in Grand Blanc, Michigan.  Hopkins and his assistant, Kimberly Sredich also worked with Worklife Wealth Management.

 

Brokerage firms like American Portfolios Financial Services have a responsibility to adequately supervise all representatives who are registered through their firm.  Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies.  When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.

 

Israels & Neuman PLC is a securities and investment fraud law firm with offices in Denver, Colorado; Ann Arbor, Michigan; and Seattle, Washington.  We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Michigan. Our attorneys have recovered millions of dollars for investors against many brokerage firms in the past.  We offer contingency fee representation for all of our arbitration cases – if we don’t recover money for you, you don’t pay us.

 

Click to view:  Hopkins, Mark BrokerCheck

Click to view:  Hopkins, Mark FINRA AWC

Read about allegations against Mark Hopkins’ assistant:  COMPLAINTS Against KIMBERLY SREDICH of Michigan

 

If you lost money with Mark Hopkins or American Portfolios Financial Services, CONTACT ISRAELS & NEUMAN at 720-599-3505 for a free evaluation of your case.

 

Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency.  Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency.  All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact.  This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice.  Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis.  In contingent representation, clients may still be liable for costs.
Israels & Neuman, PLC is a private law firm and is not affiliated with any government or law enforcement agency. Any investigation referenced in this blog is independent in nature and is being conducted by our law firm privately, not in conjunction with any government or law enforcement agency. All information contained in this blog should be deemed statements of opinion derived from the author’s review of public records, not statements of fact. This blog is advertising material and does not create an attorney client relationship, nor does it constitute legal advice. Everyone’s situation is different and the question of whether or not you have a claim will vary on a case-by-case basis. In contingent representation, clients may still be liable for costs.
10.0David P Neuman

FREE CASE EVALUATION

DENVER: (720) 599-3505

SEATTLE: (206) 795-5798


Copyright © 2019 Israels Neuman, PLC. All Rights Reserved | Sitemap

Marketing Webmasters | Developed By TRIGUNS