Mark Lamkin of Louisville, Kentucky Terminated by LPL Financial
Our firm is investigating allegations made against Mark Lamkin of Louisville, Kentucky. According to BrokerCheck, Lamkin was terminated by LPL Financial within the last month. Lamkin was alleged to have received or benefited from loans from customers of LPL Financial. He also was alleged to have failed to adequately disclose to LPL Financial his involvement with the sales of investments in Mission Athletecare.
Mark T. Lamkin was a registered representative of LPL Financial from 2001 to September 2018. He worked at a branch office in Louisville, Kentucky. Lamkin has also been the subject of a customer complaint that was filed in August 2018.
Brokerage firms like LPL Financial have a responsibility to adequately supervise all representatives who are registered through their firm. Brokerage firms also must take steps to ensure that their financial advisors follow all securities rules and regulations, as well as internal firm policies. When brokerage firms fail to adequately supervise their registered representatives, they may be liable for investment losses sustained by customers.
Israels & Neuman PLC is a securities and investment fraud law firm with offices in Seattle, Washington; Denver, Colorado; and Ann Arbor, Michigan. We represent investors in FINRA arbitration proceedings in all 50 states, including investors in Kentucky and the Louisville area. Our attorneys have represented over one thousand investors in the past, including against LPL Financial.
Click to view: Lamkin, Mark BrokerCheck 9.25.18
If you lost money with Mark Lamkin, Mission Athletecare, or LPL Financial, please CONTACT US at 206-795-5798 for a free evaluation of your case.